Company Stock Fund

Offering company stock through a retirement plan is one of the most effective ways to make a company more incentive driven, while creating a market for your stock and allowing employees to take advantage of ownership in the organization.

We offer the expertise and flexible parameters to make company stock an investment option in your retirement plan, whether it is traded thinly or on a major exchange. Company stock is administered in a daily valuation environment, on either a share or unit accounting basis.

Our services include:

• Coordinate the establishment of trustee/custodian relationship
• Facilitate stock purchases for 401(k) contributions through Bank of New York brokerage and market maker
• Coordinate stock purchases for IPO
• Review SEC filings for plan provisions
• Provide employee communications regarding the stock offering
• Assist in establishing proxy requirements