PENTalk™- Avoiding Six-Figure Penalties Protecting Clients Before It’s Too Late
This webinar takes a practical look at the compliance issues that can create significant costs and challenges for retirement plan sponsors.
In this educational session, advisors and recordkeeping professionals will explore common compliance gaps, discuss potential warning signs, and review oversight practices that may help identify issues before they escalate. Join us for a discussion on proactive compliance strategies, internal controls, and considerations for supporting stronger plan governance and reducing the likelihood of costly corrections and fiduciary-related concerns.